REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
03/11/2026
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Official data from USPTO
SERVING THE SMART MONEY SINCE 1876
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
SERVING THE SMART MONEY SINCE 1876
ST13
US500000075061311Class
36
Filing
75061311
Registration
2043314
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
47
Latest update
03/12/2026
Trademark type
Word
Nice classes
36
Filing date
02/22/1996
Registration date
03/11/1997
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
01/16/2017
Last transaction
03/12/2026
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
First use anywhere
12/12/1995
First use in commerce
12/12/1995
Drawing code
1
Owner type
03
Owner location
Scottsdale, AZ, US
Examiner
LEAHY, STEPHEN
Law office
L40
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
OSAIC HOLDINGS, INC.
ADVISOR GROUP HOLDINGS, INC.
LADENBURG THALMANN & CO INC
Ladenburg, Thalmann & Co., Inc.
Representatives
Gayle Denman Davis Wright Tremaine LLP
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
stock brokeragesecurity brokerageinvestment bankinginvestment brokerageinvestment consultationfinancial planningfinancial researchfinancial managementinvestment management
Publications
History of USPTO decisions and trademark events.
47 publications found
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
10/02/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
10/02/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
10/02/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
10/02/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
05/07/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
05/07/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
05/07/2025
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
05/07/2025
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
05/07/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
11/17/2023
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
11/17/2023
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
11/17/2023
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
11/17/2023
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
11/17/2023
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
10/04/2023
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
02/27/2023
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
02/27/2023
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
02/27/2023
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
02/27/2023
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
02/27/2023
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
02/27/2023
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
12/21/2022
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
11/04/2020
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
05/28/2019
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
05/28/2019
CORV
REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
04/05/2017
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
01/31/2017
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
01/16/2017
RNL2
REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
01/16/2017
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
01/16/2017
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01/16/2017
E89R
TEAS SECTION 8 & 9 RECEIVED
11/07/2016
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
07/22/2006
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
07/22/2006
PLGL
ASSIGNED TO PARALEGAL
07/21/2006
89AF
REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
05/12/2006
PAPER RECEIVED
05/01/2006
8.OK
REGISTERED - SEC. 8 (6-YR) ACCEPTED
05/12/2003
8.AF
REGISTERED - SEC. 8 (6-YR) FILED
09/12/2002
PAPER RECEIVED
09/12/2002
PETC
CANCELLATION INSTITUTED NO. 999999
01/24/2002
R.PR
REGISTERED-PRINCIPAL REGISTER
03/11/1997
PUBO
PUBLISHED FOR OPPOSITION
12/17/1996
NPUB
NOTICE OF PUBLICATION
11/15/1996
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
09/25/1996
DOCK
ASSIGNED TO EXAMINER
07/30/1996
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