Classe 35
Office administration servicesproviding back office administrative functions for financeaccounting and settlement servicescredit analysis; provision of tax and taxation planning services to employedcontracted and/or affiliated investment advisory representatives and registered investment advisor firms; Business support servicesproviding business optimization support for others via identifying workflow and business process efficienciesidentifying business growth opportunities and identifying business operations and staffing optimization models; business transition support for others via analyzing business data to determine the financial support needed for firms or advisors to transition from one broker dealer or registered investment advisor to another; business consulting services; business development servicesconsulting regarding strategic partner developmentoffice administration servicesprovision of regulation compliance trackingmanagement services for business purposes in the field of wealth management; business consultancy with regard to planningorganizationmanagement of industrialtradingservices companies; business management consulting; voting services for casting third party votes with regard to the management of assetsinvestmentsinterests held in other companies; management of tax files; tax and taxation planningadviceinformation and consultancy services; tax reporting servicestax filing and tax consulting; Business information reporting servicesproviding reports for pre-trade tax optimization to help investors and advisors maximize after-tax performance; transfer recordationtransfer registrationcustoms clearance services relating to financial securitiesforeign currency exchangesharesstocks and bonds; development of marketing strategiesconceptstacticsaudience developmentbrand awarenesscustomer relationsonline community building and digital word of mouth communications; Commercial information agency services; Business management consulting in the field of corporate governancevoting by proxy solicitationshareholder meeting and voting by proxy services; Business information reporting services for the financial services industryproviding tax return information and payee statements to report paymentsproceeds from transactionstax withholding
Classe 36
Provision of services to employedcontracted and/or affiliated investment advisory representatives and registered investment advisor (ria) firmsfinancial services in the form of advice relating to investments; financial serviceswealth management services; financial servicesasset allocation; cash management; investment consultation; investment management services; financial risk management consultation; financial advisory and consultancy services; advice relating to investments and wealth management; financial asset management support for others; financial asset management for others via investment portfolio and investment model design and investment portfolio management by trading and rebalancing portfoliosidentifying investment opportunities; trust servicesinvestment and trust company services; mutual fund processing servicesbrokerage servicesinvestment servicesanalysis servicesdevelopment services; cash management services for others; securities deposit services; management of securities portfolios; securities trade execution services; securities exchange price quotations; management of portfolios of transferable securities; tax payment processingtax payment financial managementtax payment financial analysis services; investment management and investment advisory services; financial investment brokerage services; trading in securities; management of securities portfolios; mutual fund brokerage; annuities services for othersaccount and investment administration; credit card payment processing services; credit card transaction processing services; money exchange services; financing of loans; financial analysiscompiling and analyzing statisticsdata and other sources of information for financial purposes; financial guarantee and surety services; insurance and financial information and consultancy services; foreign exchange transactions; Brokerage of bills of exchangebondssubordinated loans for others; financial servicesstock broking services; stock broking services; individual retirement account processing services; financial exchange of crypto assets; financial serviceselectronic transfer of crypto assets; corporate actions processing servicestax payment processing and payment transaction processing services; financial asset management for others via creating asset allocation models to aid in performancediversification and risk reduction; financial information in the field of tax forms for securities investments; Financial investment analysis; exchange services relating to financial securitiesforeign currency exchangesharesstocks and bonds; share dividend price information services; Financial administration of stock exchange trading of shares in financial markets; Providing security servicesguaranteeing loans; Securities lending; Financial asset management for others via creating asset allocation models to aid in performancediversification and risk reduction; Financial transaction reconciliation in the form of reconciliation of securities and option trades on behalf of others
Classe 42
Providing temporary use of online non-downloadable hosted software in the field of portfolio managementaccountingreportingcustomer relationship managementportfolio monitoringinvestor portal and investment performance calculations; software as a service (SaaS) services featuring software in the field of tax reporting and tax declaration procedures for calculatingreviewing and reporting tax payments; providing temporary use of online non-downloadable software for use as databases for the facilitation for the clearance of security trades; authentication of data in the field of financial transactions using blockchain technology; providing on-line non-downloadable software for generating cryptographic keys for receiving and spending crypto assets
Classe 45
Regulatory compliance monitoring servicesmonitoring compliance with regulatorytaxcontractcharitable and reporting requirements for others; regulatory compliance auditing; Preparing regulatory compliance reports