Classe 9
Downloadable computer software for use in managing a financial portfoliosoftware that provides information about and executes counter-party integrationmarket data integrationover-the-counter (OTC) valuationsOTC margin calculationsinstrument valuationsportfolio valuationscash flow analysisprice sourcingfactor model integrationliquidity analysiscustom instrument taggingfixed income calculationstrade and position reportingallocation e-mailsreconciliation servicesintraday and end-of-day affirmation and confirmationtax lot managementforeign exchange (FX) exposureFX relieftrade currency normalizationmaturity and expiration managementhierarchy allocationcounter-party exposurecorporate action processingdividend and interest withholding calculationsgranular profit and loss (PandL) calculationstransaction history; Downloadable computer software for use in placing and managing orders for financial transactionsfor use in executing broker integrationalternative trading system integrationregulatory reportingpre- and post-trade complianceportfolio rebalancingportfolio adjustmentsorder communication and schedulingconditional alertingposition reportingorder quantity calculatorsallocation schemesshort locatesend-of-day trade deliverytrade blottermulti asset class coverage; Downloadable computer software for use in managing financial transactionsfor use in fund accountingfund reportingdouble-entry general ledgerbalance sheetstrial balancesprofit and loss (PandL) statements and cash flowsnet asset value (NAV) calculationsaccrual and expense managementcash managementcollateral managementnet and gross fund return calculationinterest calculationscollateral managementchart of accountscash managementbond amortization and accretioninterest calculationNAV per share calculationsaccruals and expenses; downloadable computer software for risk management of investmentsinvestment risk exposure calculationfinancial instrument exposuresportfolio stress testingcurrency exposurevalue at risk (VaR) analysisconditional value at risk (CVaR) analysisoption trading exposuresliquidity analysis; Downloadable computer software for visual analysis of financial and portfolio data
Classe 36
Middle-Office and Back-Office Services for the asset management industryfinancial transaction reconciliation in the form of reconciliation of securities and option trades
Classe 42
Application platform as a service (APAAS) and platform as a service (PAAS) featuring software platforms for use in investment and portfolio management; Application platform as a service (APAAS) and platform as a service (PAAS) featuring software platforms for use in portfolio managementfor counter-party integrationmarket data integrationover-the-counter (OTC) valuationsOTC margin calculationsinstrument valuationsportfolio valuationscash flow analysisprice sourcingfactor model integrationliquidity analysiscustom instrument taggingfixed income calculationstrade and position reportingallocation e-mailsreconciliation servicesintraday and end-of-day affirmation and confirmationtax lot managementforeign exchange (FX) exposureFX relieftrade currency normalizationmaturity and expiration managementhierarchy allocationcounter-party exposurecorporate action processingdividend and interest withholding calculationsgranular PandL calculationstransaction history; Application platform as a service (APAAS) and platform as a service (PAAS) featuring software platforms for use in the order and execution of financial transactionsexecuting broker integrationalternative trading system integrationregulatory reportingpre- and post-trade complianceportfolio rebalancingportfolio adjustmentsorder communication and schedulingconditional alertingposition reportingorder quantity calculatorsallocation schemesshort locatesend-of-day trade deliverytrade blottermulti asset class coverage; Application platform as a service (APAAS) and platform as a service (PAAS) featuring software platforms for managing investment fund accountingreportingdouble-entry general ledgerbalance sheetstrial balancesprofit and loss (PandL) statements and cash flowsnet asset value (NAV) calculationsaccrual and expense managementcash managementcollateral managementnet and gross fund return calculationinterest calculationscollateral managementchart of accountscash managementbond amortization and accretioninterest calculationNAV per share calculationsaccruals and expenses; Application platform as a service (APAAS) and platform as a service (PAAS) featuring software platforms for use in risk assessmentrisk exposure calculationfinancial instrument exposuresportfolio stress testingcurrency exposurevalue at risk (VaR) analysisconditional value at risk (CVaR) analysisoption trading exposuresliquidity analysis; data warehousing; Application platform as a service (APAAS) and platform as a service (PAAS) featuring software platforms for visual analysis of financial and portfolio data; Providing temporary use of online non-downloadable software for use in managing a financial portfoliosoftware that provides information about and executes counter-party integrationmarket data integrationover-the-counter (OTC) valuationsOTC margin calculationsinstrument valuationsportfolio valuationscash flow analysisprice sourcingfactor model integrationliquidity analysiscustom instrument taggingfixed income calculationstrade and position reportingallocation e-mailsreconciliation servicesintraday and end-of-day affirmation and confirmationtax lot managementforeign exchange (FX) exposureFX relieftrade currency normalizationmaturity and expiration managementhierarchy allocationcounter-party exposurecorporate action processingdividend and interest withholding calculationsgranular profit and loss (PandL) calculationstransaction history; Providing temporary use of online non-downloadable software for use in placing and managing orders for financial transactionsfor use in executing broker integrationalternative trading system integrationregulatory reportingpre- and post-trade complianceportfolio rebalancingportfolio adjustmentsorder communication and schedulingconditional alertingposition reportingorder quantity calculatorsallocation schemesshort locatesend-of-day trade deliverytrade blottermulti asset class coverage; Providing temporary use of online non-downloadable software for use in managing financial transactionsfor use in fund accountingfund reportingdouble-entry general ledgerbalance sheetstrial balancesprofit and loss (PandL) statements and cash flowsnet asset value (NAV) calculationsaccrual and expense managementcash managementcollateral managementnet and gross fund return calculationinterest calculationscollateral managementchart of accountscash managementbond amortization and accretioninterest calculationNAV per share calculationsaccruals and expenses; Providing temporary use of online non-downloadable software for risk management of investmentsinvestment risk exposure calculationfinancial instrument exposuresportfolio stress testingcurrency exposurevalue at risk (VaR) analysisconditional value at risk (CVaR) analysisoption trading exposuresliquidity analysis; Providing temporary use of online non-downloadable software for visual analysis of financial and portfolio data