REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
25/05/2026
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Dado oficial do USPTO
ULTIMUS FUND SOLUTIONS
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Active USPTO registrationTipo: MistaEscritório: US
Diagnóstico de risco e oportunidade
Leitura executiva para decisão de naming, protocolo e monitoramento.
Situação USPTO
Active USPTO registration
Tipo de processo
Pedido e registro
Eventos registrados
46
Atualização mais recente
26/05/2026
Classificação
Registrada
Tipo de marca
Mista
Classes Nice
35, 36, 45
Data de depósito
03/03/2020
Data de registro
25/05/2021
Data de expiração
-
Ação recomendada
Execute uma análise de colidência completa e valide classes antes de qualquer protocolo ou investimento de marca.
Próximo passo
Esses são os detalhes do processo de registro. Mesmo assim, o monitoramento constante é o que garante tranquilidade de que o seu principal ativo continue protegido.
Dados completos do processo
Campos estruturados da autoridade responsável e do histórico oficial.
Data da situação
25/05/2021
Última transação
26/05/2026
Escritório responsável
United States Patent and Trademark Office
Código da situação
700
Cadastro oficial
Principal Register
Primeiro uso
02/08/2019
Primeiro uso no comércio
02/08/2019
Código do desenho
3
Tipo de titular
16
Localização do titular
Clifton Park, NY, US
Examinador
TARASCIO, MAUREEN J
Unidade examinadora
M60
Localização atual
PUBLICATION AND ISSUE SECTION
Descrição da marca
The mark consists of a design of a stylized pyramid next to the stylized wording "ULTIMUS FUND SOLUTIONS".
Titulares e representantes
Titulares
Ultimus Fund Solutions, LLC
Ultimus Fund Solutions, LLC
Representantes
Francis John Ciaramella, Esquire Francis John Ciaramella, PLLC
Classificação técnica
Classes Nice
Classe 35Classe 36Classe 45
Códigos Vienna
Sem códigos Vienna disponíveis.
Produtos e serviços
Classe 35
Business management and consultation services for othersproviding fund organization services to mutual funds and mutual fund companies in the nature of business operation consultationfinancial statement analysis for businessesbusiness assistance in the field of budgetingvendor selection in the nature of registeringscreening and verifying the credentials of third-party vendors on behalf of othersproduct pricing in the nature of providing pricing information about the goods of others via the global computer networkpreparation and filing of financial statements with the Securities and Exchange Commission (SEC) and responding to SEC commentsbusiness coordination and preparation of board of trustees' materials for organizational meetingsoffice functions in the nature of filing of documents necessary to qualify funds for sale in various statescoordination of prospectus printingcopying of documents for othersmanagement services in the nature of business development servicesproviding start-up support for business of others in the nature of applying for fund's federal taxpayer identification numbera uniform security identification procedures number and ticker symbol; business management and consultation services for othersproviding fund business administration to mutual funds and mutual fund companies in the nature of day-to-day business management and supervision of fund operations and coordination of custodytransfer agentdistributionaccounting and pricing servicesproviding officers for the fund in the nature of professional staffing servicespreparation and maintenance of business reports regarding fund expense projectionsreport expense projections and variances to fund managementacting as a liaison with the fund's independent accountantscustodianoutside counsel and board of trusteesnegotiation and settlement of commercial transaction for third partiesfor mutual fund companiescoordinationscheduling and preparation of business reports in the nature of materials for board of trustees' meetingspreparation and supervision of all SEC filingspreparationfiling and mailing of reports to shareholdersoffice functions in the nature of maintenance of books and records of ownership of stocksshares and securities of mutual fundsassisting fund advisers in insurance compliance monitoring and examining for business purposesproviding mutual fund sales tracking and reporting; business management and consultation services for othersproviding fund transfer agent services to mutual funds and mutual fund companies in the nature of bookkeepingmaintaining necessary books and records required by the Investment Company Act of 1940maintaining complete shareholder records for each shareholder accountadministrative processing of purchase and redemption ordersestablishing and maintaining business procedures and controls over elective shareholder transactionsproviding business reports featuring comprehensive sales reportingcommission tracking and reporting andfinancial record-keeping for regulatory compliance purposesassisting fund in Anti-Money Laundering (AML) compliance and professional staffing servicesproviding an AML compliance officer and an identity theft prevention compliance officer; business management and consultation services for othersaccounting services to mutual funds and mutual fund companies in the nature of providing daily net asset value calculationsgeneral ledger maintenancefinancial and tax reportingmanagement reportingtax compliance and fund performance reporting; business management and consultation services for otherspricing services to mutual funds and mutual fund companies in the nature of business appraisalsobtaining market prices for each security comprising the fundcalculating the fund's net asset value and providing business appraisals via transmittal to the securities exchanges and entitiesaccounting servicescalculating a daily cash figure for investment purposes for the investment advisor; business management and consultation services for othersshareholder services to mutual funds and mutual fund companies in the nature of shareholder record keeping servicesproviding and maintaining the necessary personnel and equipment records to receive and answer shareholder and dealer inquiriesacknowledging and responding to all shareholder correspondence in the nature of custom writing services comprising public relations and marketing materials for the financial industrypreparation and mailing confirmations for each shareholder transaction and periodic statements and preparing and mailing of tax forms for the IRS and shareholders; business management and consultation services for othersproviding fund organization services to mutual funds and mutual fund companies in the nature of facilitating establishment of relationshipsproviding business advice and assistance to commercial entities regarding establishing business relationships with brokerage firms and other financial intermediariescreating awareness of the fund through marketing and advertising servicesbusiness services in the nature of developing best practices for mutual fund companiescheck processing service and invoicing servicesreviewing invoices for feespreparation of business reports to board of directors
Classe 36
Shareholder services to mutual funds and mutual fund companiesbill payment in the nature of authorizing payment of approved expenses of the funddisbursement and reinvestment of dividends for third partiespayment processing for Individual Retirement Account (IRA) purchasestransferswithdrawals and rolloversreconciling fund assets financial transactions with the mutual fund custodianproviding shareholders with account financial information via the internet and interactive voice response systemserving as fund's underwriter in the nature of securities underwriting for mutual funds and qualifying as broker-dealer in the nature of business brokerage servicesmutual fund distribution of fees and transaction based commissionsmanagement of capital fund's distribution activities; investment management; financial servicesinvestment fund transfer and transaction services; transfer agency services rendered to issuers of investment securities; hedge fund investment services; brokerage of shares and other securities; mutual fund brokerage; mutual fund distribution; financial investment servicesadministering the issuanceunderwriting and distribution of securities; financial analysis for businesses
Classe 45
Business organization consultingregulatory compliance consulting regarding the preparation of compliance business policies and procedures in the field of retirement plan administration
Publicações
Histórico de despachos e eventos da marca no USPTO.
46 publicações encontradas
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
04/08/2025
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
17/08/2021
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
17/08/2021
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
17/08/2021
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
17/08/2021
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
17/08/2021
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
17/08/2021
R.PR
REGISTERED-PRINCIPAL REGISTER
25/05/2021
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
09/03/2021
PUBO
PUBLISHED FOR OPPOSITION
09/03/2021
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
17/02/2021
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
04/02/2021
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
20/01/2021
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
20/01/2021
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
15/01/2021
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
15/01/2021
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
15/01/2021
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
15/01/2021
WOAG
WITHDRAWAL OF ATTORNEY GRANTED
14/01/2021
WOAR
TEAS WITHDRAWAL OF ATTORNEY RECEIVED
14/01/2021
GAUN
NOTIFICATION OF NOTICE OF UNRESPONSIVE AMENDMENT - E-MAILED
13/01/2021
GAUD
NOTICE OF UNRESPONSIVE AMENDMENT - E-MAILED
13/01/2021
NAUD
REPORT UNRESPONSIVE AMENDMENT - COMPLETED
13/01/2021
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
06/01/2021
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
06/01/2021
ALIE
ASSIGNED TO LIE
28/12/2020
ALIE
ASSIGNED TO LIE
18/12/2020
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
23/09/2020
GAUN
NOTIFICATION OF NOTICE OF UNRESPONSIVE AMENDMENT - E-MAILED
23/07/2020
GAUD
NOTICE OF UNRESPONSIVE AMENDMENT - E-MAILED
23/07/2020
NAUD
REPORT UNRESPONSIVE AMENDMENT - COMPLETED
23/07/2020
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
07/07/2020
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
06/07/2020
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
06/07/2020
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
06/07/2020
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
06/07/2020
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
06/07/2020
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
06/07/2020
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
26/05/2020
GNRT
NON-FINAL ACTION E-MAILED
26/05/2020
CNRT
NON-FINAL ACTION WRITTEN
26/05/2020
DOCK
ASSIGNED TO EXAMINER
21/05/2020
MDSC
NOTICE OF DESIGN SEARCH CODE E-MAILED
11/03/2020
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
10/03/2020
NWAP
NEW APPLICATION ENTERED
06/03/2020
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