E815
TEAS SECTION 8 & 15 RECEIVED
29/07/2026
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Dado oficial do USPTO
FINRA
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Active USPTO registrationTipo: MistaEscritório: US
Snapshot rápido
ST13
US500000088613203Classe
9, 35, 36, 41, 42, 45
Pedido
88613203
Registro
6120509
Diagnóstico de risco e oportunidade
Leitura executiva para decisão de naming, protocolo e monitoramento.
Situação USPTO
Active USPTO registration
Tipo de processo
Pedido e registro
Eventos registrados
27
Atualização mais recente
29/07/2026
Classificação
Registrada
Tipo de marca
Mista
Classes Nice
9, 35, 36, 41, 42, 45
Data de depósito
11/09/2019
Data de registro
04/08/2020
Data de expiração
-
Ação recomendada
Execute uma análise de colidência completa e valide classes antes de qualquer protocolo ou investimento de marca.
Próximo passo
Esses são os detalhes do processo de registro. Mesmo assim, o monitoramento constante é o que garante tranquilidade de que o seu principal ativo continue protegido.
Dados completos do processo
Campos estruturados da autoridade responsável e do histórico oficial.
Data da situação
04/08/2020
Última transação
29/07/2026
Escritório responsável
United States Patent and Trademark Office
Código da situação
700
Cadastro oficial
Principal Register
Fundamento do pedido
Intent to use
Primeiro uso
30/07/2007
Primeiro uso no comércio
30/07/2007
Código do desenho
5
Tipo de titular
99
Localização do titular
Washington, DC, US
Examinador
CHUO, EMILY M
Unidade examinadora
O30
Localização atual
PUBLICATION AND ISSUE SECTION
Descrição da marca
The mark consists of the stylized letters "FINRA".
Titulares e representantes
Titulares
Financial Industry Regulatory Authority, Inc.
Representantes
Aaron D. Hendelman WILSON SONSINI GOODRICH & ROSATI
Classificação técnica
Classes Nice
Classe 9Classe 35Classe 36Classe 41Classe 42Classe 45
Códigos Vienna
Sem códigos Vienna disponíveis.
Produtos e serviços
Classe 9
Downloadable computer software containing accessible databases and downloadable computer software used to access online databasesboth pertaining to licensingemployment and disciplinary information of professionals in the securities and investment advisor industries; downloadable computer programs for trainingtestingcertification of professional and employment skills and abilities; downloadable podcasts with information related to securitiesequities and financial investments
Classe 35
Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investorsproviding and maintaining a registry of member firms and their employeesinvestment advisors and individuals and entities within the securities and investment industry; promoting the services of othersadvertising and marketing a series of discounted insurancemail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industryfeaturing clothinghatsbagsoffice supplies and accessorieswatchespaper goodsumbrellascoffee mugs; business services for othersproviding an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional backgroundbusiness practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional backgroundbusiness practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association servicescreating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industriesenforcement of securities regulations and securities trade rulesinvestigation to evaluate compliance with securities regulations and securities trade rulesdisciplining securities firms and individuals who violate securities rules and lawsinvestigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees
Classe 36
Financial consulting services for othersproviding analysis of securities market regulationsmanagement and operationsproviding advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities tradingcorporate bond transactionssecurities regulationfinancial investmentssecuritiessecurities firmsbroker/dealers and investment advisorsgrantsinvestor protectionrules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bondsequities and securitiesreports on bondsequities and securities tradescomparisons of bondsequities and securities trades
Classe 41
Educational servicesconducting seminarsconferences and workshops in the fields of securities regulation and complianceinvestor educationproviding continuing education programs for securities industry professionals
Classe 42
Providing online non-downloadable softwarean online database pertaining to securities transactionssecurities customer and account; providing online non-downloadable softwarean online repository for trackingmaintainingprocessing and storing data; electronic data storage; providing online non-downloadable softwareproviding software for monitoringtrackinglogginganalyzingauditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data
Classe 45
Arbitrationmediation and dispute resolution services
Publicações
Histórico de despachos e eventos da marca no USPTO.
27 publicações encontradas
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
04/08/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
14/03/2024
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
14/03/2024
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
14/03/2024
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
14/03/2024
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
14/03/2024
R.PR
REGISTERED-PRINCIPAL REGISTER
04/08/2020
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
30/06/2020
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
29/06/2020
SUPC
STATEMENT OF USE PROCESSING COMPLETE
17/06/2020
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
17/06/2020
IUAF
USE AMENDMENT FILED
27/05/2020
EISU
TEAS STATEMENT OF USE RECEIVED
27/05/2020
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
10/03/2020
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
14/01/2020
PUBO
PUBLISHED FOR OPPOSITION
14/01/2020
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
25/12/2019
ALIE
ASSIGNED TO LIE
09/12/2019
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
03/12/2019
XAEC
EXAMINER'S AMENDMENT ENTERED
03/12/2019
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
03/12/2019
GNEA
EXAMINERS AMENDMENT E-MAILED
03/12/2019
CNEA
EXAMINERS AMENDMENT -WRITTEN
03/12/2019
DOCK
ASSIGNED TO EXAMINER
02/12/2019
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
20/09/2019
NWAP
NEW APPLICATION ENTERED
14/09/2019
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